Cynthia Taylor

Recent Posts

A Year of Regulatory Monsters is on the Horizon

Mar 8, 2016 5:30:00 AM / by Cynthia Taylor

Topics: Fund Regulatory Requirements

In February 2016, the European Commission proposed granting national authorities and market participants one additional year to comply with the rules set out in the revised Markets in Financial Instruments Directive, known as MiFID II. The new deadline is 3 January 2018.

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Language Translations and Fact Sheets – Still a Struggle?

Mar 2, 2016 5:30:00 AM / by Cynthia Taylor

Topics: Streamline Fund Documentation Creation, Fund Fact Sheet

The Undertakings for Collective Investments in Transferable Securities – better known as UCITS – provide a single European regulatory framework for an investment vehicle. This regulatory uniformity makes it possible to market an investment vehicle across the EU without worrying about the country in which it is domiciled.

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The Skeleton in the Cupboard of Best-Selling Fund Managers

Feb 25, 2016 5:30:00 AM / by Cynthia Taylor

Topics: Streamline Fund Documentation Creation, Fund Fact Sheet, FinTech

How very interesting that a publication like Ignites Europe actually has a tab or “sub-tab” under Research & Data titled "Best-Selling Managers."

Articles such as, BlackRock Tops International Sales Table; State Street Dominates UK Fund Sales; BlackRock, Deutsche Dominate International Sales; and JP Morgan Dominates Cross-Borders Sales most certainly beg the question, what makes them “best-selling”?

According to Lipper’s Best-Selling Managers rankings, BlackRock was at the top of the International-Top 5 Best Selling Managers chart, measured by quarterly net sales (in millions of Euros), in Q3 2015. Clearly, BlackRock’s dominance in the league table confirms its successful deployment of marketing materials, performance reporting or other forms of investor communication. They also certainly know how to navigate the press, as all of the articles listed above with various titles relate to the same league table category.

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How European Asset Management Regulation Has Become a Reporting Nightmare

Feb 18, 2016 5:30:00 AM / by Cynthia Taylor

Topics: Fund Regulatory Requirements, Fund Fact Sheet

An article that appeared in Ignites Europe this week highlights the increased workload and stress, which the reporting and legal teams at European asset managers are feeling in anticipation of upcoming regulatory changes and requirements initiated by MiFID II legislation. Not to mention that 30 percent of asset manager change budgets will be spent implementing the new rules, according to a survey conducted recently by Alpha FMC.  

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